1.1.1          Rules, Bye-laws and Regulations of the Exchange(as amendend up to 15th January, 2010)

    1.1.2          Rules, Bye-laws and Regulations of the Derivatives Segment of the  Exchange (as amendend up to 30th April, 2009)

    1.1.3          The BSE (Corporatisation and Demutualisation) Scheme, 2005   

 1.2  Rules and Regulations for Sub-Brokers 

    1.2.1          Checklist for Sub-Broker Registration

    1.2.2         Sub-Broker Application Forms

    1.2.3          Sub-Broker Model Agreement between Stock Broker & Sub-Broker

    1.2.4          Sub-Broker Model Tripartite Agreement between Stock Broker, Sub-Broker & Client

    1.2.5          Checklist for Sub-Broker Cancellation

    1.2.6          Sub-Broker Cancellation Forms

    1.2.7          Checklist for Change in Affiliation of Sub-Broker

    1.2.8           Sub-Broker Application Forms for Change in Affiliation

 3 Investor Related       

3.1    Securities Contracts (Regulation)(manner of increasing and maintaining public shareholding in recognized stock
          exchanges) Regulations, 2006

3.2    Completeness of Account Number Information in ECS Mandates

3.3    Foreign Investments in Infrastructure Companies in Securities Market  

3.4      Prior Approval for Acquisitions of Equity Shares of BSE  

3.5      For the attention of Investors - Investment in the Equity Shares of Bombay Stock    Exchange Limited   

3.6      Model Test Papers for BCDE

3.7    Workbook on BCDE Test

3.8    Slides presented during Investors Conference on "Wealth Creation for Investors"

3.9    Complaints / Arbitration Forms

3.10  Claim Form (for the claims related to trading member Mahesh Kothari Share & Stock Brokers Ltd. (461)) & Instructions

 

Note :- The above rules & regulations are subject to change as per the exchange bye-laws